WILLIAM THOMPSON - 18 Feb 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
18 Feb 2022
Transactions value $
-$58,188
Form type
4
Filing time
22 Feb 2022, 11:49:31 UTC
Previous filing
03 Jun 2021
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Sale -$91,667 -2,805 -3.27% $32.68 83,038 18 Feb 2022 Direct F1, F2
transaction CNOB Common Stock Options Exercise $33,479 +3,473 +4.18% $9.64 86,511 18 Feb 2022 Direct
holding CNOB Common Stock 12,430 18 Feb 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -3,473 -100% $0* 0 18 Feb 2022 Common Stock 3,473 $9.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein.
F2 Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.