Frank Huttle III - 20 Apr 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
20 Apr 2022
Net transactions value
+$11,030
Form type
4
Filing time
21 Apr 2022, 10:26:59 UTC
Previous filing
03 Jun 2021
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $11,030 +1,578 +2.1% $6.99 77,001 20 Apr 2022 Direct
holding CNOB Common Stock 78,724 20 Apr 2022 By Spouse
holding CNOB Common Stock 13,000 20 Apr 2022 As Trustee
holding CNOB Common Stock 6,500 20 Apr 2022 See Footnote 1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -1,578 -100% $0.000000* 0 20 Apr 2022 Common Stock 1,578 $6.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by an LLC in which Mr. Huttle's spouse is a member.
F2 Prior filing incorrectly indicated an earlier expiration date.