WILLIAM THOMPSON - 31 Jan 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role: Director
Signature: /s/ Laura Criscione, POA
Issuer symbol: CNOB
Transactions as of: 31 Jan 2023
Net transactions value: +$37,560
Form type: 4
Filing time: 01 Feb 2023, 10:24:09 UTC
Previous filing: 18 Nov 2022
Next filing: 13 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CNOB	Common Stock	Options Exercise	$37,560	+3,000	+3.2%	$12.52	95,558	31 Jan 2023	Direct	F1
holding	CNOB	Common Stock						8,476	31 Jan 2023	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CNOB	Stock Option	Options Exercise	$0	-3,000	-100%	$0.000000^*	0	31 Jan 2023	Common Stock	3,000	$12.52	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Also includes 76.0748 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan
F2	The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017