NICHOLAS MINOIA - 17 Feb 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
17 Feb 2023
Net transactions value
+$43,482
Form type
4
Filing time
17 Feb 2023, 20:40:45 UTC
Previous filing
03 Jun 2022
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Options Exercise $43,482 +3,473 +6.5% $12.52 56,522 17 Feb 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -3,473 -100% $0.000000* 0 17 Feb 2023 Common Stock 3,473 $12.52 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 503.3283 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F2 The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016 & 2017.