Nicholas Minoia - Feb 17, 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Feb 17, 2023
Transactions value $
$43,482
Form type
4
Date filed
2/17/2023, 08:40 PM
Previous filing
Jun 3, 2022
Next filing
Jun 5, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Options Exercise $43.5K +3.47K +6.55% $12.52 56.5K Feb 17, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -3.47K -100% $0.00* 0 Feb 17, 2023 Common Stock 3.47K $12.52 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 503.3283 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F2 The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016 & 2017.