William S. Burns - 20 Mar 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CNOB	Common Stock	Award	$0	+13,268	+13.7%	$0.000000	110,398	20 Mar 2023	Direct	F1
transaction	CNOB	Common Stock	Award	$0	+17,967	+16.3%	$0.000000	128,365	20 Mar 2023	Direct	F2
transaction	CNOB	Common Stock	Tax liability	$-161,065	-8,983	-7%	$17.93	119,382	20 Mar 2023	Direct	F3
transaction	CNOB	Common Stock	Tax liability	$-53,700	-2,995	-2.51%	$17.93	116,387	20 Mar 2023	Direct	F4
transaction	CNOB	Common Stock	Tax liability	$-18,478	-1,065	-0.92%	$17.35	115,322	23 Mar 2023	Direct	F5
transaction	CNOB	Common Stock	Tax liability	$-19,152	-1,064	-0.92%	$18.00	114,258	27 Mar 2023	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Id	Content
F1	Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
F2	Shares acquired pursuant to earned performance units granted on March 20, 2020.
F3	Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F4	Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
F5	Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
F6	Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.