Elizabeth Magennis - 19 Mar 2025 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Bank President
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
19 Mar 2025
Net transactions value
-$132,088
Form type
4
Filing time
21 Mar 2025, 12:17:21 UTC
Previous filing
26 Mar 2024
Next filing
26 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +6,329 +5% $0.000000 132,685 19 Mar 2025 Direct F1
transaction CNOB Common Stock Tax liability $75,968 -3,164 -2.4% $24.01 129,142 19 Mar 2025 Direct F2
transaction CNOB Common Stock Tax liability $56,121 -2,379 -1.8% $23.59 127,142 20 Mar 2025 Direct F3
transaction CNOB Common Stock Award $0 +9,621 +7.6% $0.000000 136,763 20 Mar 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to earned performance units granted on March 25, 2022.
F2 Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3 Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.
F4 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.