Michael O'Malley - Mar 19, 2025 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Risk Officer
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 19, 2025
Transactions value $
-$52,205
Form type
4
Date filed
3/21/2025, 12:40 PM
Previous filing
Mar 26, 2024
Next filing
Mar 26, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +2.58K +26.27% $0.00 12.4K Mar 19, 2025 Direct F1
transaction CNOB Common Stock Tax liability -$31K -1.29K -10.4% $24.01 11.1K Mar 19, 2025 Direct F2
transaction CNOB Common Stock Tax liability -$21.2K -898 -8.07% $23.59 10.2K Mar 20, 2025 Direct F3
transaction CNOB Common Stock Award $0 +3.09K +30.17% $0.00 13.3K Mar 20, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to earned performance units granted on March 25, 2022.
F2 Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3 Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.
F4 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.