Frank Sorrentino III - Mar 22, 2025 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Chairman & CEO, Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 22, 2025
Transactions value $
-$242,885
Form type
4
Date filed
3/26/2025, 03:32 PM
Previous filing
Mar 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Tax liability -$135K -5.75K -0.94% $23.55 605K Mar 22, 2025 Direct F1
transaction CNOB Common Stock Tax liability -$107K -4.53K -0.75% $23.73 600K Mar 25, 2025 Direct F2
holding CNOB Common Stock 416 Mar 22, 2025 IRA for spouse
holding CNOB Common Stock 264K Mar 22, 2025 See Footnote 3 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding with respect to shares vested on March 22, 2025 pursuant to a grant of deferred stock units on March 22, 2024. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 21, 2025.
F2 Reflects tax withholding on March 25, 2025 with respect to shares vested on March 25, 2025 pursuant to a grant of deferred stock units on March 25, 2022.
F3 Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.