| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Smith Philip Andrew | Chief Executive Officer | 230 PARK AVENUE, 10TH FLOOR, NEW YORK | Philip Andrew Smith | 15 Dec 2025 | 0001569789 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNEX | Restricted Shares of Common Stock | Award | $0 | +13,400 | +4.1% | $0.000000 | 341,154 | 15 Dec 2025 | Direct | F1 |
| transaction | SNEX | Restricted Shares of Common Stock | Award | $0 | +11,282 | +3.3% | $0.000000 | 352,436 | 15 Dec 2025 | Direct | F2 |
| transaction | SNEX | Common Stock | Tax liability | $698,183 | -7,166 | -2% | $97.43 | 345,270 | 15 Dec 2025 | Direct |
| Id | Content |
|---|---|
| F1 | Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. |
| F2 | Shares issued pursuant to the terms of the remuneration policy as agreed upon by StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. |