PATRICK K. MULLEN - 07 Jun 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Director
Signature
/s/ Megan E. Glise under Power of Attorney for Patrick K. Mullen
Issuer symbol
LXFR
Transactions as of
07 Jun 2023
Net transactions value
-$86,439
Form type
4
Filing time
08 Jun 2023, 15:46:37 UTC
Previous filing
01 Aug 2022
Next filing
31 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +11,736 +158% 19,186 07 Jun 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $86,439 -5,657 -29% $15.28 13,529 07 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -11,736 -100% 0 07 Jun 2023 Ordinary Shares 11,736 Direct F1, F2
transaction LXFR Restricted Stock Units Award +6,961 6,961 07 Jun 2023 Ordinary Shares 6,961 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The Restricted Stock Units fully vested on June 7, 2023. The amount above includes 402 Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The Restricted Stock Units vest on the date immediately preceding the Issuer's 2024 Annual General Meeting of Shareholders.