Jae Kim - 15 Nov 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Signature
/s/ Jae Kim
Issuer symbol
LITE
Transactions as of
15 Nov 2025
Transactions value $
-$689,917
Form type
4
Filing time
18 Nov 2025, 21:11:23 UTC
Previous filing
26 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kim Jae SVP, GENERAL COUNSEL C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim 18 Nov 2025 0001570465

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability -$328K -1.41K -3.42% $232.15 39.9K 15 Nov 2025 Direct F1, F2
transaction LITE Common Stock Sale -$320K -1.37K -3.42% $234.14 38.6K 17 Nov 2025 Direct F3
transaction LITE Common Stock Sale -$41.8K -170 -0.44% $246.00 38.4K 18 Nov 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
F2 Includes 170 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025.
F3 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.