DAVID MOATAZEDI - 04 Jun 2024 Form 4 Insider Report for Evolus, Inc. (EOLS)

Signature
/s/ Jeffrey J. Plumer, as attorney-in-fact for David Moatazedi
Issuer symbol
EOLS
Transactions as of
04 Jun 2024
Transactions value $
-$3,876,967
Form type
4
Filing time
06 Jun 2024, 19:01:24 UTC
Previous filing
14 May 2024
Next filing
17 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EOLS Common Stock Sale -$1,784,685 -140,214 -21% $12.73 533,349 04 Jun 2024 Direct F1
transaction EOLS Common Stock Options Exercise $847,817 +155,278 +29% $5.46 688,627 05 Jun 2024 Direct
transaction EOLS Common Stock Sale -$2,006,455 -155,278 -23% $12.92 533,349 05 Jun 2024 Direct F2
transaction EOLS Common Stock Options Exercise $1,280,843 +175,940 +33% $7.28 709,289 06 Jun 2024 Direct
transaction EOLS Common Stock Sale -$2,214,486 -175,940 -25% $12.59 533,349 06 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EOLS Stock Option (Right to Buy) Options Exercise $0 -155,278 -50% $0 155,281 05 Jun 2024 Common Stock 155,278 $5.46 Direct F4
transaction EOLS Stock Option (Right to Buy) Options Exercise $0 -175,940 -15% $0 1,006,079 06 Jun 2024 Common Stock 175,940 $7.28 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold in multiple trades at prices ranging from $12.70 to $12.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The shares were sold in multiple trades at prices ranging from $12.77 to $13.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The shares were sold in multiple trades at prices ranging from $12.40 to $12.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The shares subject to the option vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 24, 2022, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.
F5 The shares subject to the option vested in full over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of May 6, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Remarks:

CEO and President