DAVID E. RAPLEY - 09 Nov 2021 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYK
Transactions as of
09 Nov 2021
Transactions value $
$-80,323
Form type
4
Filing time
12 Nov 2021, 16:27:34 UTC
Previous filing
21 Jun 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise $38,348 +1,989 +63.6% $19.28 5,118 09 Nov 2021 Direct
transaction LBTYK Class A Ordinary Shares Sale $-57,363 -1,989 -38.9% $28.84 3,129 09 Nov 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise $75,772 +4,098 +54.4% $18.49 11,629 09 Nov 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise $37,698 +1,981 +17% $19.03 13,610 09 Nov 2021 Direct
transaction LBTYK Class C Ordinary Shares Sale $-174,779 -6,079 -44.7% $28.75 7,531 09 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Share Option A (right to buy) Options Exercise $0 -1,989 -100% $0.000000* 0 09 Nov 2021 Class A Ordinary Shares 1,989 $19.28 Direct F2
transaction LBTYK Share Option C (right to buy) Options Exercise $0 -4,098 -100% $0.000000* 0 09 Nov 2021 Class C Ordinary Shares 4,098 $18.49 Direct F2
transaction LBTYK Share Option C (right to buy) Options Exercise $0 -1,981 -100% $0.000000* 0 09 Nov 2021 Class C Ordinary Shares 1,981 $19.03 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reflects a weighted average of sales made at prices ranging from $28.735 to $28.765. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
F2 The option is immediately exercisable.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.