Michael T. Fries - 07 Mar 2022 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
President & CEO, Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYK
Transactions as of
07 Mar 2022
Transactions value $
-$4,392,242
Form type
4
Filing time
09 Mar 2022, 16:38:30 UTC
Previous filing
16 Feb 2022
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise +146K +15.05% 1.12M 07 Mar 2022 Direct F1
transaction LBTYK Class A Ordinary Shares Tax liability -$1.35M -57.9K -5.18% $23.23 1.06M 07 Mar 2022 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise +292K +23.5% 1.54M 07 Mar 2022 Direct F1
transaction LBTYK Class C Ordinary Shares Tax liability -$3.05M -129K -8.38% $23.67 1.41M 07 Mar 2022 Direct
holding LBTYK Class A Ordinary Shares 1.98K 07 Mar 2022 By 401(k) Plan
holding LBTYK Class C Ordinary Shares 13.1K 07 Mar 2022 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Options Exercise -146K -100% 0 07 Mar 2022 Class A Ordinary Shares 146K Direct F1, F2
transaction LBTYK Restricted Share Units C Options Exercise -292K -100% 0 07 Mar 2022 Class C Ordinary Shares 292K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in full on March 7, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.