MALONE JOHN C - 24 Aug 2023 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
Director, 10%+ Owner
Signature
/s/ Jennifer A. Hodges, Attorney-in-Fact
Issuer symbol
LBTYK
Transactions as of
24 Aug 2023
Transactions value $
$0
Form type
4
Filing time
28 Aug 2023, 19:46:31 UTC
Previous filing
17 Aug 2023
Next filing
22 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Other $0 +1.95M +84.89% $0.00 4.25M 24 Aug 2023 Direct F1, F2
transaction LBTYK Class A Ordinary Shares Other $0 +50K +40.07% $0.00 175K 24 Aug 2023 By Spouse F1, F2, F3
transaction LBTYK Class A Ordinary Shares Other $0 -2.14M -100% $0.00* 0 24 Aug 2023 by Columbus Holding LLC F1, F4, F5
transaction LBTYK Class C Ordinary Shares Other $0 +4.32M +90.86% $0.00 9.07M 24 Aug 2023 Direct F1, F2
transaction LBTYK Class C Ordinary Shares Other $0 +111K +16.09% $0.00 799K 24 Aug 2023 By Spouse F1, F2, F3
transaction LBTYK Class C Ordinary Shares Other $0 -4.74M -100% $0.00* 0 24 Aug 2023 by Columbus Holding LLC F1, F4, F5
holding LBTYK Class C Ordinary Shares 6.76M 24 Aug 2023 By A Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Columbus Holding LLC (CHLLC) made a pro rata distribution of the Issuer's common shares to its members in accordance with capital account percentages.
F2 Includes shares received as a pro rata distribution from CHLLC. In prior reports, the Reporting Person reported indirect beneficial ownership of such common shares previously held by CHLLC.
F3 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4 Includes shares distributed to the Reporting Person and his spouse by CHLLC in respect of the Reporting Person's pecuniary interest therein. CHLLC also distributed the Issuer's common shares to non-controlling persons of the Issuer who are not subject to the provisions of Section 16.
F5 Shares were previously held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest. Accordingly, the Reporting Person may have been deemed to be the indirect beneficial owner of the securities owned by CHLLC. The Reporting Person disclaims beneficial ownership of those securities, except to the extent of his pecuniary interest therein.
F6 Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.