Daniel E. Sanchez - 21 May 2024 Form 4 Insider Report for Liberty Global Ltd. (LBTYA)

Role
Director
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
21 May 2024
Net transactions value
-$15,087
Form type
4
Filing time
23 May 2024, 17:34:14 UTC
Previous filing
19 Mar 2024
Next filing
02 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTY Class A Common Shares Options Exercise +1,863 +104% 3,662 21 May 2024 Direct F1
transaction LBTY Class A Common Shares Tax liability $4,974 -295 -8.1% $16.86 3,367 21 May 2024 Direct
transaction LBTY Class C Common Shares Options Exercise +3,726 +104% 7,323 21 May 2024 Direct F1
transaction LBTY Class C Common Shares Tax liability $10,113 -589 -8% $17.17 6,734 21 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTY Restricted Share Units A Award +3,333 3,333 21 May 2024 Class A Common Shares 3,333 Direct F1, F2
transaction LBTY Restricted Share Units C Award +3,333 3,333 21 May 2024 Class C Common Shares 3,333 Direct F1, F2
transaction LBTY Share Option A (right to buy) Award $0 +8,831 $0.000000 8,831 21 May 2024 Class A Common Shares 8,831 $17.01 Direct F3
transaction LBTY Share Option C (right to buy) Award $0 +8,831 $0.000000 8,831 21 May 2024 Class C Common Shares 8,831 $17.50 Direct F3
transaction LBTY Restricted Share Units A Options Exercise -1,863 -100% 0 21 May 2024 Class A Common Shares 1,863 Direct F1, F4
transaction LBTY Restricted Share Units C Options Exercise -3,726 -100% 0 21 May 2024 Class C Common Shares 3,726 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
F2 The Restricted Share Units will vest on the date of the Issuer's 2025 annual general meeting.
F3 The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
F4 The Restricted Share Units vested in full on the date of the Issuer's 2024 annual general meeting.

Remarks:

On November 24, 2023, the Issuer became the successor issuer of Liberty Global Holdings Limited (formerly Liberty Global plc, a company incorporated under the laws of England and Wales) pursuant to Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended. On such date the Issuer completed a series of transactions, including a redomiciliation, pursuant to a statutory scheme of arrangement under English law, as a result of which Class A, B and C ordinary shares of Liberty Global plc were exchanged for Class A, B and C common shares of the Issuer on a one-for one basis. The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.