Thomas Gardner - 31 Dec 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Director
Signature
/s/ Thomas J. Gardner
Issuer symbol
UAVS
Transactions as of
31 Dec 2020
Transactions value $
-$235,690
Form type
4
Filing time
13 Jun 2022, 09:26:48 UTC
Next filing
05 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,305 +4,500 $0.29 4,500 01 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,025 +2,500 +56% $0.41 7,000 01 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,030 +13,000 +186% $0.31 20,000 01 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$142,000 -20,000 -100% $7.1* 0 01 Apr 2021 Direct F2, F6
transaction UAVS Common Stock, par value $0.001 Options Exercise $725 +2,500 $0.29 2,500 01 Jul 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $5,425 +17,500 +700% $0.31 20,000 01 Jul 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$106,200 -20,000 -100% $5.31* 0 01 Jul 2021 Direct F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +11% 260,500 31 Mar 2022 Common Stock 25,000 $1.19 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +12% 235,500 31 Dec 2021 Common Stock 25,000 $1.57 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +13% 210,500 30 Sep 2021 Common Stock 25,000 $3.01 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -17,500 -8.6% 185,500 01 Jul 2021 Common Stock 17,500 $0.31 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -2,500 -1.2% 203,000 01 Jul 2021 Common Stock 2,500 $0.29 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +14% 205,500 30 Jun 2021 Common Stock 25,000 $5.27 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -4,500 -2.4% 180,500 01 Apr 2021 Common Stock 4,500 $0.29 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -2,500 -1.3% 185,000 01 Apr 2021 Common Stock 2,500 $0.41 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -13,000 -6.5% 187,500 01 Apr 2021 Common Stock 13,000 $0.31 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +14% 200,500 31 Mar 2021 Common Stock 25,000 $6.26 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +17% 175,500 31 Dec 2020 Common Stock 25,000 $6 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.16.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.32.