Barrett Mooney - 31 Dec 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Chairman and CEO, Director
Signature
/s/ Barrett Mooney
Issuer symbol
UAVS
Transactions as of
31 Dec 2020
Transactions value $
$-521,340
Form type
4
Filing time
13 Jun 2022, 09:29:10 UTC
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 01 Feb 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-99,190 -10,000 -9.09% $9.92* 100,000 01 Feb 2021 Direct F1, F7
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 01 Mar 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-85,200 -10,000 -9.09% $8.52* 100,000 01 Mar 2021 Direct F1, F8
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 30 Mar 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-57,600 -10,000 -9.09% $5.76* 100,000 30 Mar 2021 Direct F1, F9
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 30 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-58,300 -10,000 -9.09% $5.83* 100,000 30 Apr 2021 Direct F1, F10
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 01 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-51,100 -10,000 -9.09% $5.11* 100,000 01 Jun 2021 Direct F1, F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $4,100 +10,000 +10% $0.4100 110,000 30 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $-53,500 -10,000 -9.09% $5.35* 100,000 30 Jun 2021 Direct F1, F12
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,050 +5,000 +5% $0.4100 105,000 21 Jul 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $-20,850 -5,000 -4.76% $4.17* 100,000 21 Jul 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,050 +5,000 +5% $0.4100 105,000 17 Aug 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $-17,650 -5,000 -4.76% $3.53* 100,000 17 Aug 2021 Direct F2, F13
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,050 +5,000 +5% $0.4100 105,000 14 Sep 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $-16,500 -5,000 -4.76% $3.30* 100,000 14 Sep 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,050 +5,000 +5% $0.4100 105,000 19 Oct 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $-14,750 -5,000 -4.76% $2.95* 100,000 19 Oct 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $10,250 +25,000 +25% $0.4100 125,000 11 Jan 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale $-36,000 -25,000 -20% $1.44* 100,000 11 Jan 2022 Direct F3, F14
transaction UAVS Common Stock, par value $0.001 Options Exercise $10,250 +25,000 +25% $0.4100 125,000 15 Feb 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale $-26,000 -25,000 -20% $1.04* 100,000 15 Feb 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10,250 +25,000 +25% $0.4100 125,000 15 Mar 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale $-23,250 -25,000 -20% $0.9300* 100,000 15 Mar 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10,250 +25,000 +25% $0.4100 125,000 12 Apr 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale $-26,250 -25,000 -20% $1.05* 100,000 12 Apr 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10,250 +25,000 +25% $0.4100 125,000 17 May 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale $-19,250 -25,000 -20% $0.7700 100,000 17 May 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25,000 -6.17% 380,000 17 May 2022 Common Stock 25,000 $0.4100 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25,000 -5.81% 405,000 12 Apr 2022 Common Stock 25,000 $0.4100 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +6.17% 430,000 31 Mar 2022 Common Stock 25,000 $1.19 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25,000 -5.81% 405,000 15 Mar 2022 Common Stock 25,000 $0.4100 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25,000 -5.49% 430,000 15 Feb 2022 Common Stock 25,000 $0.4100 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25,000 -5.21% 455,000 11 Jan 2022 Common Stock 25,000 $0.4100 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +5.49% 480,000 31 Dec 2021 Common Stock 25,000 $1.57 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5,000 -1.09% 455,000 19 Oct 2021 Common Stock 5,000 $0.4100 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +5.75% 460,000 30 Sep 2021 Common Stock 25,000 $3.01 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5,000 -1.14% 435,000 14 Sep 2021 Common Stock 5,000 $0.4100 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5,000 -1.12% 440,000 17 Aug 2021 Common Stock 5,000 $0.4100 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5,000 -1.11% 445,000 21 Jul 2021 Common Stock 5,000 $0.4100 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +5.88% 450,000 30 Jun 2021 Common Stock 25,000 $5.27 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.3% 425,000 30 Jun 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.25% 435,000 01 Jun 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.2% 445,000 30 Apr 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +5.81% 455,000 31 Mar 2021 Common Stock 25,000 $6.26 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.27% 430,000 30 Mar 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.22% 440,000 01 Mar 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10,000 -2.17% 450,000 01 Feb 2021 Common Stock 10,000 $0.4100 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +5.75% 460,000 31 Dec 2020 Common Stock 25,000 $6.00 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.
F2 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.
F3 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.
F4 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F5 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F6 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.98.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.56.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.77.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $5.845.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.12.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.37.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.53 to $3.545.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45.