Geoffrey Gates Scott - Dec 17, 2021 Form 4 Insider Report for Applied Minerals, Inc. (AMNL)

Role
Director
Signature
/s/ Geoffrey G Scott
Stock symbol
AMNL
Transactions as of
Dec 17, 2021
Transactions value $
$836,686,908,494
Form type
4
Date filed
12/20/2021, 07:41 PM
Previous filing
Nov 16, 2021
Next filing
Dec 29, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMNL Common Stock Purchase $25K +5M +62.89% $0.01 13M Dec 17, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMNL Series A PIK Note due 5/1/23 Purchase $837B +4.57M $182,941.00* 4.57M Dec 17, 2021 Common Stock 13.5M $0.34 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of restricted shares from a third-party in a private transaction.
F2 Purchase of Series A PIK Note due 5/1/23 from a third party in a private transaction.