Scott N. Flanders - 12 May 2023 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
12 May 2023
Net transactions value
+$100,435
Form type
4
Filing time
16 May 2023, 18:51:09 UTC
Previous filing
15 Dec 2022
Next filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Purchase $82,969 +14,737 +18% $5.63 94,927 12 May 2023 Direct F1, F2
transaction FTHM Common Stock Purchase $11,480 +2,000 +2.1% $5.74 96,927 15 May 2023 Direct F3, F4
transaction FTHM Common Stock Purchase $5,986 +1,041 +1.1% $5.75 97,968 16 May 2023 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FTHM Stock Option (Right to Buy) 13,078 12 May 2023 Common Stock 13,078 $8.22 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were purchased in multiple transactions at prices ranging from $5.50 to $5.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2 84,927 shares are held by the Scott N. Flanders SEP IRA Fathom.
F3 The reported securities were purchased in multiple transactions at prices ranging from $5.68 to $5.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F4 86,927 shares are held by the Scott N. Flanders SEP IRA Fathom.
F5 The reported securities were purchased in multiple transactions at prices ranging from $5.74 to $5.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F6 87,968 shares are held by the Scott N. Flanders SEP IRA Fathom.
F7 The option will vest in full on August 12, 2023, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.