Scott N. Flanders - Nov 22, 2024 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Nov 22, 2024
Transactions value $
$75,794
Form type
4
Date filed
11/26/2024, 04:57 PM
Previous filing
Sep 27, 2024
Next filing
Dec 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Purchase $34.9K +18.9K +2.29% $1.84 844K Nov 22, 2024 Direct F1, F2
transaction FTHM Common Stock Purchase $1.93K +1.04K +0.12% $1.85 845K Nov 25, 2024 Direct F2
transaction FTHM Common Stock Purchase $39K +20K +2.37% $1.95 865K Nov 26, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FTHM Senior Secured Convertible Promissory Note $1M Nov 22, 2024 Common 235K $4.25 Direct
holding FTHM Stock Option (Right to Buy) 13.1K Nov 22, 2024 Common Stock 13.1K $8.22 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were purchased in multiple transactions ranging in price from $1.81 to $1.85. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
F2 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.
F3 The reported securities were purchased in multiple transactions ranging in price from $1.89 to $1.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
F4 The option vested in full on August 12, 2023.