Ric Smith - Mar 27, 2025 Form 4 Insider Report for SentinelOne, Inc. (S)

Signature
/s/ Keenan Conder, Attorney-in-Fact
Stock symbol
S
Transactions as of
Mar 27, 2025
Transactions value $
-$413,806
Form type
4
Date filed
3/28/2025, 07:46 PM
Previous filing
Mar 25, 2025
Next filing
Apr 17, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Sale -$210K -10.6K -2.13% $19.77 488K Mar 27, 2025 Direct F1, F2
transaction S Class A Common Stock Sale -$204K -10.9K -2.22% $18.78 477K Mar 28, 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.
F2 Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F3 This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2024.