Ric Smith - Jun 6, 2025 Form 4 Insider Report for SentinelOne, Inc. (S)

Role
President, Prod Tech & Ops
Signature
/s/ Keenan Conder, Attorney-in-Fact
Stock symbol
S
Transactions as of
Jun 6, 2025
Transactions value $
-$932,732
Form type
4
Date filed
6/10/2025, 04:21 PM
Previous filing
May 7, 2025
Next filing
Aug 7, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Ric President, Prod Tech & Ops C/O SENTINELONE, INC., 444 CASTRO STREET, SUITE 400, MOUNTAIN VIEW /s/ Keenan Conder, Attorney-in-Fact 2025-06-10 0001866450

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Sale -$54.2K -2.97K -0.28% $18.28 1.06M Jun 6, 2025 Direct F1, F2
transaction S Class A Common Stock Sale -$448K -24.5K -2.32% $18.28 1.03M Jun 6, 2025 Direct F2, F3
transaction S Class A Common Stock Sale -$430K -23.5K -2.28% $18.30 1.01M Jun 9, 2025 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 15, 2025.
F2 Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
F3 The sale reported on this Form 4 represents an Issuer mandated sale by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units, and it does not represent a discretionary trade by the Reporting Person. Pursuant to the Issuer's equity incentive plan, an award recipient's tax withholding obligations must be funded by a "sell to cover" transaction.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $18.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.