Thomas P. Durels - Mar 21, 2025 Form 4 Insider Report for Empire State Realty Trust, Inc. (ESRT)

Role
EVP, Real Estate
Signature
/s/ Heather L. Houston, Attorney-in-Fact
Stock symbol
ESRT
Transactions as of
Mar 21, 2025
Transactions value $
-$141,386
Form type
4
Date filed
3/25/2025, 05:01 PM
Previous filing
Mar 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESRT Class A Common Stock Sale -$46.4K -5.78K -9.35% $8.03 56K Mar 21, 2025 Direct F1, F2
transaction ESRT Class A Common Stock Sale -$95K -11.8K -21.14% $8.02 44.2K Mar 24, 2025 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported in this Form 4 is being reported in conjunction with the sale by the Reporting Person, on March 21, 2025 of 5,779 shares of Class A Common Stock during an open window period through secondary market trades pursuant to Rule 144 under the Securities Act of 1933, as amended. The sale was made for financial planning purposes for the Reporting Person and represents less than 1% of the Reporting Person's beneficial ownership of equity in the Issuer on a fully diluted basis.
F2 The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) of this Form 4.
F3 The transaction reported in this Form 4 is being reported in conjunction with the sale by the Reporting Person, on March 24, 2025, of 11,843 shares of Class A Common Stock during an open window period through secondary market trades pursuant to Rule 144 under the Securities Act of 1933, as amended. The sale was made for financial planning purposes for the Reporting Person and represents less than 1% of the Reporting Person's beneficial ownership of equity in the Issuer on a fully diluted basis.
F4 The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) of this Form 4.