| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RITM | Common Stock | Award | $0 | +7.9K | +0.67% | $0.00 | 1.18M | Jan 31, 2025 | Direct | F1, F2 |
| holding | RITM | Common Stock | 56.3K | Jan 31, 2025 | By Trust for Children | ||||||
| holding | RITM | Common Stock | 302K | Jan 31, 2025 | By Trust for Daughter | ||||||
| holding | RITM | Common Stock | 302K | Jan 31, 2025 | By Trust for Son | ||||||
| holding | RITM | Common Stock | 130K | Jan 31, 2025 | By 2019 GRAT | ||||||
| holding | RITM | Common Stock | 23.9K | Jan 31, 2025 | Custodian for Daughter | ||||||
| holding | RITM | Common Stock | 24.4K | Jan 31, 2025 | Custodian for Son |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RITM | Class B Profits Units of Rithm Capital Management LLC | Award | $0 | +6.42K | +2.17% | $0.00 | 302K | Jan 31, 2025 | Common Stock | 6.42K | Direct | F3, F4, F5 | |
| transaction | RITM | Class B Profits Units of Rithm Capital Management LLC | Award | $0 | +19.3K | +2.17% | $0.00 | 906K | Jan 31, 2025 | Common Stock | 19.3K | Direct | F3, F4, F6 |
| Id | Content |
|---|---|
| F1 | Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
| F2 | Includes 371,462 unvested restricted stock units and 192,678 unvested shares of restricted stock. |
| F3 | Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. |
| F4 | Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. |
| F5 | Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |
| F6 | Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. |