Mefford Jeffrey S. - 05 Nov 2021 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President
Signature
/s/ Mefford Jeffrey S
Issuer symbol
MSBI
Transactions as of
05 Nov 2021
Net transactions value
-$66,802
Form type
4
Filing time
08 Nov 2021, 15:54:16 UTC
Previous filing
02 Nov 2021
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Options Exercise $81,995 +5,559 +9.3% $14.75 65,356 05 Nov 2021 Direct
transaction MSBI Common Stock Tax liability $118,840 -4,562 -7% $26.05 60,794 05 Nov 2021 Direct
transaction MSBI Common Stock Tax liability $14,796 -568 -0.93% $26.05 60,226 05 Nov 2021 Direct
transaction MSBI Common Stock Tax liability $15,161 -582 -0.97% $26.05 59,644 07 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MSBI Option (right to buy) Options Exercise $0 -5,559 -100% $0.000000* 0 05 Nov 2021 Common Stock 5,559 $14.75 Direct F1
holding MSBI Option (right to buy) 9,520 05 Nov 2021 Common Stock 9,520 $18.16 Direct F2
holding MSBI Option (right to buy) 5,500 05 Nov 2021 Common Stock 5,500 $16.00 Direct F3
holding MSBI Option (right to buy) 10,702 05 Nov 2021 Common Stock 10,702 $23.00 Direct F4
holding MSBI Option (right to buy) 6,661 05 Nov 2021 Common Stock 6,661 $16.59 Direct F5
holding MSBI Option (right to buy) 7,885 05 Nov 2021 Common Stock 7,885 $21.00 Direct F6
holding MSBI Option (right to buy) 10,000 05 Nov 2021 Common Stock 10,000 $18.00 Direct F7
holding MSBI Option (right to buy) 5,341 05 Nov 2021 Common Stock 5,341 $28.59 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
F3 These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F6 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F7 Options vested on 12/31/2017.
F8 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.