Lindsay Lawrence - 22 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Operating Officer
Signature
/s/ Paul Newton attorney in fact for Lindsay Lawrence
Issuer symbol
FFWM
Transactions as of
22 Feb 2022
Net transactions value
-$33,455
Form type
4
Filing time
24 Feb 2022, 18:52:33 UTC
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +1,758 +41% 6,032 22 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $16,001 -607 -10% $26.36 5,425 22 Feb 2022 Direct F1
transaction FFWM Common Stock Options Exercise +1,956 +36% 7,381 23 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $17,454 -676 -9.2% $25.82 6,705 23 Feb 2022 Direct F1
holding FFWM Common Stock 28,376 22 Feb 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -1,956 -33% 3,912 23 Feb 2022 Common Stock 1,956 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award $0 +5,274 $0.000000 5,274 22 Feb 2022 Common Stock 5,274 $0.000000 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -1,758 -33% 3,516 22 Feb 2022 Common Stock 1,758 $0.000000 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024