Ludwig Jeffrey G. - 30 Dec 2022 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President & CEO, Director
Signature
/s/ Ludwig Jeffrey G
Issuer symbol
MSBI
Transactions as of
30 Dec 2022
Net transactions value
+$1,934
Form type
4
Filing time
04 Jan 2023, 09:25:45 UTC
Previous filing
09 Nov 2022
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Award $1,934 +72 +0.02% $26.86 308,715 30 Dec 2022 Direct F1
holding MSBI Common Stock 11,569 30 Dec 2022 JQ Properties F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 16,800 30 Dec 2022 Common Stock 16,800 $23.00 Direct F3
holding MSBI Option (right to buy) 9,482 30 Dec 2022 Common Stock 9,482 $16.59 Direct F4
holding MSBI Option (right to buy) 12,753 30 Dec 2022 Common Stock 12,753 $21.00 Direct F5
holding MSBI Option (right to buy) 8,383 30 Dec 2022 Common Stock 8,383 $28.59 Direct F6
holding MSBI Option (right to buy) 52,291 30 Dec 2022 Common Stock 52,291 $28.43 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F3 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F4 These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F6 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
F7 These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.