McDaniel Jerry L. - 31 Dec 2018 Form 5 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
Director
Signature
/s/ McDaniel Jerry L
Issuer symbol
MSBI
Transactions as of
31 Dec 2018
Transactions value $
$0
Form type
5
Filing time
12 Jan 2023, 15:56:43 UTC
Next filing
01 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Other +81,783 +1,090% 89,283 12 Jan 2023 Jerry L McDaniel Revocable Trust F1
holding MSBI Common Stock 13,000 31 Dec 2018 Four Diamond Capital LLC F2
holding MSBI Common Stock 2,660 31 Dec 2018 By Daughter F2
holding MSBI Common Stock 2,660 31 Dec 2018 By Daughter F2
holding MSBI Common Stock 3,360 31 Dec 2018 By Son F2
holding MSBI Depositary shares 20,000 31 Dec 2018 Jerry L McDaniel Revocable Trust
holding MSBI Depositary shares 20,000 31 Dec 2018 James H. McDaniel Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Common Share Equivalent 30,709 31 Dec 2018 Common Stock 30,709 Direct F3
holding MSBI Restricted Stock Unit 2,060 31 Dec 2018 Common Stock 2,060 Direct F4
holding MSBI Restricted Stock Unit 1,664 31 Dec 2018 Common Stock 1,664 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consolidation of common stock into Trust.
F2 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F3 Each common stock equivalent is the economic equivalent of one share of common stock.
F4 Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.
F5 Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2023 and vested shares will be delivered to the reporting person within 30 days of vesting.