ULRICH E. KELLER - 10 Jan 2023 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Paul Newton attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
10 Jan 2023
Net transactions value
$0
Form type
4
Filing time
12 Jan 2023, 17:18:00 UTC
Previous filing
25 Feb 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FFWM Common Stock 1,288,014 10 Jan 2023 Family Trust
holding FFWM Common Stock 693,000 10 Jan 2023 Limited Partnership
holding FFWM Common Stock 245,000 10 Jan 2023 Spouse
holding FFWM Common Stock 20,000 10 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Award $0 +2,563 $0.000000 2,563 10 Jan 2023 Common Stock 2,563 Direct F1, F2, F3, F4
holding FFWM Restricted Stock Unit 486 10 Jan 2023 Common Stock 486 Direct F1, F2, F4, F5
holding FFWM Restricted Stock Unit 886 10 Jan 2023 Common Stock 886 Direct F1, F2, F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No exercise price for this type of award
F2 No exercisable date for this type of award
F3 Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
F4 No expiration date for this type of award
F5 Vesting dates: 02/23/2021, 02/23/2022, and 02/23/2023
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024