Mefford Jeffrey S. - 31 Oct 2023 Form 4 Insider Report for Midland States Bancorp, Inc. (MSBI)

Role
President
Signature
/s/ Mefford Jeffrey S
Issuer symbol
MSBI
Transactions as of
31 Oct 2023
Net transactions value
-$21,885
Form type
4
Filing time
02 Nov 2023, 10:43:20 UTC
Previous filing
01 May 2023
Next filing
06 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MSBI Common Stock Tax liability $8,226 -377 -1.2% $21.82 30,445 31 Oct 2023 Direct
transaction MSBI Common Stock Tax liability $13,659 -628 -2.1% $21.75 29,817 01 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MSBI Option (right to buy) 10,702 31 Oct 2023 Common Stock 10,702 $23.00 Direct F1
holding MSBI Option (right to buy) 7,885 31 Oct 2023 Common Stock 7,885 $21.00 Direct F2
holding MSBI Option (right to buy) 2,961 31 Oct 2023 Common Stock 2,961 $18.00 Direct F3
holding MSBI Option (right to buy) 5,341 31 Oct 2023 Common Stock 5,341 $28.59 Direct F4
holding MSBI Option (right to buy) 29,133 31 Oct 2023 Common Stock 29,133 $28.43 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F2 These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F3 Options vested on 12/31/2017.
F4 These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
F5 These options vest in four equal annual installments beginning one year after the 10/31/2022 date of grant.