David Lopez - 08 Jan 2025 Form 4 Insider Report for PlayAGS, Inc. (AGS)

Role
Chief Executive Officer, Director
Signature
/s/Rob Ziems, Attorney in Fact
Issuer symbol
AGS
Transactions as of
08 Jan 2025
Transactions value $
-$200,855
Form type
4
Date filed
10 Jan 2025, 17:27
Previous filing
27 Sep 2024
Next filing
31 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGS Common Stock Options Exercise +42.1K +2.69% 1.61M 08 Jan 2025 Direct F1
transaction AGS Common Stock Tax liability -$201K -17.3K -1.08% $11.59 1.59M 08 Jan 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGS Phantom Stock Units Options Exercise -42.1K -24.12% 133K 08 Jan 2025 Common Stock 42.1K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The Company settled 100% of these shares of phantom stock for shares of PlayAGS, Inc. common stock.
F2 The amount of beneficially owned securities includes 868,321 shares of common stock and 723,851 unvested restricted stock units.
F3 The phantom stock units vest ratably in equal annual installments on each of the first four anniversaries following the grant date, subject generally to the participant's continued employment through the vesting date.