Robert S. Lowenthal - 31 Dec 2023 Form 5 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Director
Signature
/s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal
Issuer symbol
OPY
Transactions as of
31 Dec 2023
Transactions value $
$2,479
Form type
5
Filing time
13 Feb 2024, 16:08:01 UTC
Previous filing
31 Jan 2023
Next filing
29 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Purchase $616 +14 +0.34% $44.05 4,123 24 Feb 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $618 +17 +0.4% $37.43 4,140 26 May 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $620 +16 +0.39% $38.53 4,156 25 Aug 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $623 +15 +0.37% $40.68 4,171 24 Nov 2023 Held in the Oppenheimer & Co. Inc. 401k Plan F1
holding OPY Class A non-voting common stock 174,000 31 Dec 2023 Beneficiary R.S. Lowenthal Trust
holding OPY Class A non-voting common stock 150,000 31 Dec 2023 Beneficiary A.R. Lowenthal Trust
holding OPY Class A non-voting common stock 303,357 31 Dec 2023 Beneficiary Phase II Financial LP
holding OPY Class A non-voting common stock 74,795 31 Dec 2023 Direct
holding OPY Class B voting common stock 650 31 Dec 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.