Robert S. Lowenthal - Jan 28, 2025 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Director
Signature
/s/ Jenny Chan, as Attorney-in-fact for Robert S. Lowenthal
Stock symbol
OPY
Transactions as of
Jan 28, 2025
Transactions value $
$0
Form type
4
Date filed
1/30/2025, 03:38 PM
Previous filing
Feb 7, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +19.3K +25.81% 94.1K Jan 28, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -38.5K -18.92% 165K Jan 28, 2025 Class A non-voting common stock 38.5K Direct F1
transaction OPY Restricted Class A non-voting common stock Other +15K +9.09% 180K Jan 29, 2025 Class A non-voting common stock 15K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.
F2 The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.