Geoffrey Parker - 31 Dec 2021 Form 4 Insider Report for Tricida, Inc. (TCDA)

Role
COO, CFO and EVP
Signature
/s/ Robert McKague, attorney-in-fact
Issuer symbol
TCDA
Transactions as of
31 Dec 2021
Transactions value $
-$13,231
Form type
4
Filing time
04 Jan 2022, 15:18:17 UTC
Previous filing
17 Dec 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCDA Common Stock Tax liability -$13.2K -1.38K -2.13% $9.56* 63.6K 31 Dec 2021 Direct F1, F2
holding TCDA Common Stock 40K 31 Dec 2021 By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA F3
holding TCDA Common Stock 55K 31 Dec 2021 By Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA F4
holding TCDA Common Stock 262K 31 Dec 2021 By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs granted on September 10, 2020.
F2 This amount includes 1,664 shares acquired on November 30, 2021 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).
F3 Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA. 5,000 of the shares were previously reported as owned directly.
F4 Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Rollover IRA.
F5 Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00. These shares were previously reported as owned directly.