John L. Erb - May 19, 2021 Form 4 Insider Report for Nuwellis, Inc. (NUWE)

Role
Director
Signature
/s/ Phillip D. Torrence, by Power of Attorney
Stock symbol
NUWE
Transactions as of
May 19, 2021
Transactions value $
$0
Form type
4
Date filed
5/20/2021, 04:36 PM
Next filing
Jun 23, 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUWE Incentive Stock Option (right to buy) Award $0 +76K $0.00 76K May 19, 2021 Common Stock 76K $3.63 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options will vest as follows: 25% on the one (1) year anniversary of the date of the grant, with the remainder vesting in 36 equal consecutive monthly increments.