Greg Keenan - 07 Nov 2024 Form 3 Insider Report for Aurinia Pharmaceuticals Inc. (AUPH)

Signature
/s/ Greg Keenan, M.D.
Issuer symbol
AUPH
Transactions as of
07 Nov 2024
Net transactions value
$0
Form type
3
Filing time
12 Nov 2024, 19:05:46 UTC
Next filing
04 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUPH Common Stock 111,445 07 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUPH Stock Option (right to buy) 07 Nov 2024 Common Stock 81,990 $8.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents two grants of Restricted Stock Units (RSUs) granted on March 6, 2023 and January 30, 2024, both payable solely in common stock of the Issuer. The RSUs vest in three (3) equal annual installments on the first, second and third anniversary of the grant dates.
F2 One-third of the shares subject to the option vests twelve months from the grant date, and the remainder vests in twenty-four equal monthly installments thereafter.