| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Bailey Jeffrey Allen | Director | #140, 14315-118 AVENUE, EDMONTON, ALBERTA, CANADA | /s/ Jeffrey A. Bailey | 2025-11-24 | 0001500210 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUPH | Common Shares | Tax liability | -$42.6K | -2.72K | -10.65% | $15.68 | 22.8K | Nov 21, 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock units. |