W. Keith Maxwell III - 15 Jun 2021 Form 4 Insider Report for Spark Energy, Inc. (VIA)

Role: CEO, Director, 10%+ Owner
Signature: /s/ W. Keith Maxwell III, by Dominique R. Colvard, Attorney-in-Fact
Issuer symbol: VIA
Transactions as of: 15 Jun 2021
Transactions value $: $28,552
Form type: 4
Filing time: 16 Jun 2021, 16:07:50 UTC
Previous filing: 28 May 2021
Next filing: 29 Jun 2021
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VIA	Restricted Stock Unit	Award	$28.6K	+2.77K	+1.76%	$10.30	160K	15 Jun 2021	Class A Common Stock	2.77K		Direct	F1, F2, F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("Restricted Stock Unit") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
F2	These Restricted Stock Units accrued on outstanding Restricted Stock Units held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3	These Restricted Stock Units vest ratably over four years in May of each year starting in the year following the grant.
F4	The price is based on the closing price on Tuesday, June 1, 2021.
F5	Balance includes original grants of Restricted Stock Units and dividend equivalents issued in additional Restricted Stock Units.