Anthony Noto - 15 Sep 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Executive Officer, Director
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
15 Sep 2025
Transactions value $
-$8,013,348
Form type
4
Filing time
17 Sep 2025, 18:06:16 UTC
Previous filing
28 Aug 2025
Next filing
01 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Noto Anthony Chief Executive Officer, Director C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 17 Sep 2025 0001613438

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +559,714 +5.56% 10,623,457 15 Sep 2025 Direct F1
transaction SOFI Common Stock Options Exercise +17,133 +0.16% 10,640,590 15 Sep 2025 Direct F1
transaction SOFI Common Stock Tax liability -$8,013,347 -301,821 -2.84% $26.55 10,338,769 15 Sep 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -559,714 -22.3% $0.000000 1,954,690 15 Sep 2025 Common Stock 559,714 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -17,133 -1.69% $0.000000 993,716 15 Sep 2025 Common Stock 17,133 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 28, 2022, March 22, 2023, and March 13, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.