Stephen W. Yose - 26 Nov 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
EVP & Chief Credit Officer
Signature
Donald J. Straka, as attorney-in-fact for Stephen W. Yose
Issuer symbol
GWB
Transactions as of
26 Nov 2021
Transactions value $
$0
Form type
4
Filing time
30 Nov 2021, 16:19:31 UTC
Previous filing
12 May 2021
Next filing
03 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,810 +46.5% $0.000000 5,699 27 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +4,124 +72.4% $0.000000 9,823 27 Nov 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -1,802 -18.3% $0.000000 8,021 27 Nov 2021 Direct F1
holding GWB Common Stock, par value $0.01 per share 3,889 26 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -1,810 -33.3% $0.000000 3,622 27 Nov 2021 Common Stock, par value $0.01 per share 1,810 Direct F2, F4
transaction GWB Restricted Stock Units Feb 2021 Options Exercise $0 -4,124 -100% $0.000000* 0 27 Nov 2021 Common Stock, par value $0.01 per share 4,124 Direct F2, F5
transaction GWB Restricted Stock Units - 2021 Award $0 +5,604 $0.000000 5,604 26 Nov 2021 Common Stock, par value $0.01 per share 5,604 Direct F2, F6
holding GWB Restricted Stock Units 5,601 26 Nov 2021 Common Stock, par value $0.01 per share 5,601 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in two annual equal installments beginning on May 11, 2021. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F5 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.