Peter Robert Chapman - 30 Nov 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role: EVP and CFO
Signature: Donald J. Straka, as attorney-in-fact for Peter Robert Chapman
Issuer symbol: GWB
Transactions as of: 30 Nov 2021
Transactions value $: $0
Form type: 4
Filing time: 01 Dec 2021, 14:58:50 UTC
Previous filing: 30 Nov 2021
Next filing: 03 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+1,385	+3.42%	$0	41,833	30 Nov 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-338	-0.81%	$0	41,495	30 Nov 2021	Direct	F1
transaction	GWB	Common Stock, par value $0.01 per share	Award	$0	+2,035	+4.9%	$0	43,530	30 Nov 2021	Direct	F2
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-496	-1.14%	$0	43,034	30 Nov 2021	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GWB	Restricted Stock Units - 2018	Options Exercise	$0	-1,385	-100%	$0^*	0	30 Nov 2021	Common Stock, par value $0.01 per share	1,385		Direct	F4, F5
holding	GWB	Restricted Stock Units - 2019						1,504	30 Nov 2021	Common Stock, par value $0.01 per share	1,504		Direct	F4, F6
holding	GWB	Restricted Stock Units - 2020						5,987	30 Nov 2021	Common Stock, par value $0.01 per share	5,987		Direct	F4, F7
holding	GWB	Restricted Stock Units						16,496	30 Nov 2021	Common Stock, par value $0.01 per share	16,496		Direct	F4, F8
holding	GWB	Restricted Stock Units - 2021						9,265	30 Nov 2021	Common Stock, par value $0.01 per share	9,265		Direct	F4, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2	The vesting and issuance of performance stock units granted in November 2018 and based on the achievement of pre-established performance objectives over a three year period ended September 30, 2021.
F3	The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of performance stock unit awards.
F4	Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F5	The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F6	The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F7	The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F8	The restricted stock units vest on February 10, 2022. The restricted stock units have no expiration date.
F9	The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.