THOMAS E. HENNING - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Director
Signature
Donald J. Straka, as attorney-in-fact for Thomas Edward Henning
Issuer symbol
GWB
Transactions as of
01 Feb 2022
Transactions value $
$0
Form type
4
Filing time
03 Feb 2022, 16:19:53 UTC
Previous filing
29 Nov 2021
Next filing
02 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,949 $0 1,949 01 Feb 2022 Direct F1
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,522 +78% $0 3,471 01 Feb 2022 Direct F2
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,461 +42% $0 4,932 01 Feb 2022 Direct F3
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,608 +33% $0 6,540 01 Feb 2022 Direct F4
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,746 +27% $0 8,286 01 Feb 2022 Direct F5
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +3,476 +42% $0 11,762 01 Feb 2022 Direct F6
transaction GWB Common Stock, par value $0.01 per share Options Exercise $0 +1,793 +15% $0 13,555 01 Feb 2022 Direct F7
holding GWB Common Stock, par value $0.01 per share 8,520 01 Feb 2022 Henning Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWB Restricted Stock Units - 2015 Options Exercise $0 -1,949 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,949 Direct F1, F8
transaction GWB Restricted Stock Units - 2016 Options Exercise $0 -1,522 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,522 Direct F2, F8
transaction GWB Restricted Stock Units - 2017 Options Exercise $0 -1,461 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,461 Direct F3, F8
transaction GWB Restricted Stock Units - 2018 Options Exercise $0 -1,608 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,608 Direct F4, F8
transaction GWB Restricted Stock Units - 2019 Options Exercise $0 -1,746 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,746 Direct F5, F8
transaction GWB Restricted Stock Units - 2020 Options Exercise $0 -3,476 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 3,476 Direct F6, F8
transaction GWB Restricted Stock Units - 2021 Options Exercise $0 -1,793 -100% $0* 0 01 Feb 2022 Common Stock, par value $0.01 per share 1,793 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

THOMAS E. HENNING is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The restricted stock units vested 100% on the grant date, December 4, 2015. The restricted stock units were delivered upon change in control.
F2 The restricted stock units vested 100% on the grant date, December 2, 2016. The restricted stock units were delivered upon change in control.
F3 The restricted stock units vested 100% on the grant date, December 1, 2017. The restricted stock units were delivered upon change in control.
F4 The restricted stock units vested 100% on the grant date, November 30, 2018. The restricted stock units were delivered upon change in control.
F5 The restricted stock units vested 100% on the grant date, November 29, 2019. The restricted stock units were delivered upon change in control.
F6 The restricted stock units vested 100% on the grant date, November 27, 2020. The restricted stock units were delivered upon change in control.
F7 The restricted stock units vested 100% on the grant date, November 26, 2021. The restricted stock units were delivered upon change in control.
F8 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.