SCOTT EDWARD ERKONEN - 01 Feb 2022 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role: Chief Information Officer
Signature: Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen
Issuer symbol: GWB
Transactions as of: 01 Feb 2022
Net transactions value: $0
Form type: 4
Filing time: 03 Feb 2022, 16:32:36 UTC
Previous filing: 01 Dec 2021
Next filing: 17 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+243	+5.8%	$0.000000	4,454	01 Feb 2022	Direct	F1
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+966	+22%	$0.000000	5,420	01 Feb 2022	Direct	F2
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+1,569	+29%	$0.000000	6,989	01 Feb 2022	Direct	F3
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-756	-11%	$0.000000	6,233	01 Feb 2022	Direct	F4
transaction	GWB	Common Stock, par value $0.01 per share	Award	$0	+727	+12%	$0.000000	6,960	01 Feb 2022	Direct	F5
transaction	GWB	Common Stock, par value $0.01 per share	Award	$0	+1,839	+26%	$0.000000	8,799	01 Feb 2022	Direct	F6
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-762	-8.7%	$0.000000	8,037	01 Feb 2022	Direct	F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GWB	Restricted Stock Units - 2019	Options Exercise	$0	-243	-100%	$0.000000^*	0	01 Feb 2022	Common Stock, par value $0.01 per share	243		Direct	F1, F8
transaction	GWB	Restricted Stock Units - 2020	Options Exercise	$0	-966	-100%	$0.000000^*	0	01 Feb 2022	Common Stock, par value $0.01 per share	966		Direct	F2, F8
transaction	GWB	Restricted Stock Units - 2021	Options Exercise	$0	-1,569	-100%	$0.000000^*	0	01 Feb 2022	Common Stock, par value $0.01 per share	1,569		Direct	F3, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

SCOTT EDWARD ERKONEN is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	The restricted stock units vest in three equal installments beginning on November 29, 2020. The vesting of the restricted stock units accelerated upon change in control.
F2	The restricted stock units vest in three equal installments beginning on November 27, 2021. The vesting of the restricted stock units accelerated upon change in control.
F3	The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The vesting of the restricted stock units accelerated upon change in control.
F4	The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of restricted stock unit awards upon change in control.
F5	The accelerated vesting and issuance of performance stock units granted in November 2019 based on pre-established performance objectives which vested upon change in control at target.
F6	The accelerated vesting and issuance of performance stock units granted in November 2020 based on pre-established performance objectives which vested upon change in control at the higher of actual or target.
F7	The units representing these shares were surrendered to satisfy tax withholding obligations on the accelerated vesting of performance stock unit awards upon change in control.
F8	Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.