George T. Shaheen - 09 Sep 2021 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
Director
Signature
By: Roberta S Cohen Attorney-in-Fact For: George T Shaheen
Issuer symbol
NTAP
Transactions as of
09 Sep 2021
Transactions value $
$0
Form type
4
Filing time
13 Sep 2021, 16:26:14
Previous filing
01 Jun 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Stock Options Exercise $0 +5.63K +27.3% $0.00 26.3K 09 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise $0 -5.63K -25.23% $0.00 16.7K 09 Sep 2021 Common Stock 5.63K $0.00 Direct F1, F2
transaction NTAP Restricted Stock Unit Award $0 +2.71K +16.22% $0.00 19.4K 10 Sep 2021 Common Stock 2.71K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On September 10, 2020, the reporting person was granted 5,634 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
F3 On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.