Dave Ristow - 01 Sep 2021 Form 4 Insider Report for Qumu Corp (QUMU)

Role
Chief Financial Officer
Signature
Suzette McNally, Attorney-in-Fact for Dave Ristow
Issuer symbol
QUMU
Transactions as of
01 Sep 2021
Net transactions value
-$229,455
Form type
4
Filing time
03 Sep 2021, 16:05:55 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUMU Common Stock Sale $131,784 -45,079 -100% $2.92 0 01 Sep 2021 Direct F1
transaction QUMU Common Stock Options Exercise $57,000 +25,000 $2.28 25,000 01 Sep 2021 Direct
transaction QUMU Common Stock Options Exercise $26,571 +12,500 +50% $2.13 37,500 01 Sep 2021 Direct
transaction QUMU Common Stock Sale $108,082 -37,500 -100% $2.88 0 01 Sep 2021 Direct F2
transaction QUMU Common Stock Options Exercise $212,570 +100,000 $2.13 100,000 02 Sep 2021 Direct
transaction QUMU Common Stock Sale $285,730 -100,000 -100% $2.86 0 02 Sep 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -25,000 -100% $0.000000* 0 01 Sep 2021 Common Stock 25,000 $2.13 Direct
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -12,500 -100% $0.000000* 0 01 Sep 2021 Common Stock 12,500 $2.28 Direct
transaction QUMU Stock Option (Right-to-Buy) Options Exercise $0 -100,000 -100% $0.000000* 0 02 Sep 2021 Common Stock 100,000 $2.28 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $3.101, inclusive.
F2 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.83 to $2.965, inclusive.
F3 The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.95, inclusive.