Craig Carney - 13 Jul 2022 Form 4 Insider Report for TRICO BANCSHARES / (TCBK)

Role
Chief Credit Officer
Signature
/s/ Craig Carney by Janine Howard, Attorney-in-Fact
Issuer symbol
TCBK
Transactions as of
13 Jul 2022
Transactions value $
-$46,759
Form type
4
Filing time
14 Jul 2022, 18:33:40
Previous filing
29 Jun 2022
Next filing
25 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TCBK Common Stock Options Exercise +1.79K +6.78% 28.2K 13 Jul 2022 Direct F1
transaction TCBK Common Stock Tax liability -$46.8K -1.03K -3.64% $45.53 27.2K 13 Jul 2022 Direct F2
transaction TCBK Common Stock Other $0 0 0% $0.00* 17.1K 13 Jul 2022 By ESOP F3
transaction TCBK Common Stock Other $0 0 0% $0.00* 148 13 Jul 2022 By daughter F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCBK Performance Stock Unit Options Exercise $0 -1.79K -20.96% $0.00 6.75K 13 Jul 2022 Common Stock 1.79K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,468 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%.
F2 Reflects shares withheld to pay taxes
F3 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021
F4 No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned