Adam D. Nelson - Aug 25, 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Signature
Adam D. Nelson
Stock symbol
TFIN
Transactions as of
Aug 25, 2025
Transactions value $
-$211,365
Form type
4
Date filed
8/26/2025, 04:21 PM
Previous filing
Jul 2, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Nelson Adam D EVP and General Counsel 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS Adam D. Nelson 2025-08-26 0001621766

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Sale -$211K -3.5K -11.17% $60.39 27.8K Aug 25, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Consists of (i) 23,768 shares beneficially owned by reporting person, and (ii) 4,064 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.