Rosalind Advisors, Inc. - 19 Mar 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Steven Salamon
Issuer symbol
DCTH
Transactions as of
19 Mar 2024
Net transactions value
+$2,300,000
Form type
4
Filing time
20 Mar 2024, 19:07:21 UTC
Previous filing
21 Nov 2023
Next filing
16 May 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DCTH Pre-funded Warrants Purchase $2,300,000 +619,946 +287% $3.71 836,133 19 Mar 2024 Delcath Systems, Inc. Common Shares 619,946 $0.0100 By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Remain exercisable until exercised in full.
F2 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein.