Matt Aune - 18 Aug 2021 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Financial Officer
Signature
/s/ J. Brendhan Botkin, Attorney-in-Fact
Issuer symbol
PHUN
Transactions as of
18 Aug 2021
Transactions value $
-$5,881
Form type
4
Filing time
20 Aug 2021, 16:31:05 UTC
Previous filing
20 May 2021
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Options Exercise $0 +18.8K +4.17% $0.00 468K 18 Aug 2021 Direct
transaction PHUN Common Stock Tax liability -$5.88K -6.96K -1.48% $0.85 462K 19 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PHUN Restricted Stock Units Options Exercise $0 -18.8K -16.67% $0.00 93.8K 18 Aug 2021 Common Stock 18.8K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
F2 Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
F3 The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.